Books

• Sustainable Corporations (Aspen Publishing 2023).
• Teacher's Manual: Palmiter, Partnoy & Pollman, Business Organizations (2021) (West Academic Press 2021).
• Securities Regulation: Examples & Explanations (8th ed 2021) (Wolters Kluwer - Legal Education 2021).
• Corporations: Examples & Explanations (7th ed) (Aspen Publishers, Wolters Kluwer 2015).
• Corporations: A Contemporary Approach (2d ed.) (West Group 2014) (with Frank Partnoy).
• Securities Regulation: Examples & Explanations (6th ed) (Wolters Kluwer Law & Business 2014).
• Energy Law (wikibook) (WF Center for Energy, Environment & Sustainability 2013).
• Corporations: Examples & Explanations (7th ed) (Aspen Publishers, Wolters Kluwer 2012).
• Securities Regulation: Examples & Explanations (5th ed) (Aspen Publishers, Wolters Kluwer 2011).
• Corporations: A Contemporary Approach (West Group 2009) (with Frank Partnoy).
• Corporations: Examples & Explanations (6th ed) (Aspen Publishers, Wolters Kluwer 2009).
• Securities Regulation: Examples & Explanations (4th ed) (Aspen Publishers, Wolters Kluwer 2008).
• Corporations Law & Policy: Materials and Problems (West Group 2007) (with Jeffrey Bauman, Frank Partnoy).
• Corporations Law & Policy: Materials and Problems (West Group 2003) (with Jeffrey Bauman, Elliott Weiss).
• Corporations Law & Policy: Materials and Problems (Casebook Supplements) (2001).
• Arbitraje Comercial y Otros Métodos de Resolución de Conflictos en Sociedades Comerciales en los Estados Unidos [Non-Judicial Dispute Resolution in the United States] (Chamber of Commerce, Bogotá, Colombia 2001).

Book Chapters

• The Mutual Fund Investor, in Elgar Publishers guidebook on mutual funds (2017).
• Laura Forlati and the Wake Forest Summer Program, in Liber Amicorum: Laura Picchio Forlati 6 (Prof Bernardo Cortese 2014).
• Dark Matter in US Corporate Law (revised), in Obrigações Empresariais (Corporate Bonds) (2014).

Articles

• Letter to Dale Oesterle, Ohio State Business Law Journal (2022).
• Capitalism Heal Thyself, Rvista delle Societa (2022).
• Corporate Governance as Moral Psychology, Washington and Lee Law Review, as part of 2016–2017 Lara D. Gass Symposium, Corporate Law, Governance, and Purpose: A Tribute to the Scholarship of Lyman Johnson and David Millon (2017).
• Duty of Obedience: The Forgotten Duty (revised), 7 Rivista di Diritto Societario (2014).
• Preface (English and Spanish), N/A Nuevo Derecho Societario: SAS en Colombia approximately 10 pages (2013).
• The First Year of "Say on Pay" under Dodd-Frank: An Empirical Analysis and Look Forward, George Washington Law Review (2012).
• Performance Ads by Mutual Funds: Fundamentally Misleading?, 31 Banking and Financial Services Policy Report 15-26 (2012).
• Crowdfunding: Pricing Disclosure in Private Securities Offerings to Public Investors, 7 Ohio State Business Law Journal (2013).
• Dodd-Frank's Say on Pay: Will it Lead to a Greater Role for Shareholders in Corporate Governance?, 97 Cornell Law Review 1213-1266 (2012).
• Dark Matter in US Corporate Governance, CESIFIN (2012).
• Mutual Fund Performance Ads: Inherently and Materially Misleading?, 46 Georgia Law Review 45 (2012).
• Duty of Obedience: The Forgotten Duty, 55 New York Law School Law Review 21 (2010).
• Worthless Warnings? Testing the Effectiveness of Disclaimers in Mutual Fund Advertisements, 7 429-459 (2010).
• ISS Recommendations and Mutual Fund Voting on Proxy Proposals, 55 Villanova Law Review 56 (2010).
• Public Corporation as Private Constitution, 6 ICFAI Journal of Corporate and Securities Law 8-19 (2009).
• Worthless Warnings? Disclaimers in Mutual Fund Performance Ads, 7 Journal of Empirical Legal Studies 429-459 (2010).
• Star Creation: Incubation of Mutual Funds, 62 Vanderbilt Law Review 1485-1534 (2009).
• Worthless Warnings? Disclaimers in Mutual Fund Performance Ads, 7 Journal of Empirical Legal Studies 429 (2010).
• Staying Public: Institutional Investors in U.S. Capital Markets, 3 Brooklyn Journal of Corporate, Financial & Commercial Law 245-288 (2009).
• Mutual fund investors: sharp enough?, 24 Journal of Financial Transformation 113-135 (2008).
• Mutual Fund Investors: Divergent Profiles, 2008 Columbia Business Law Review 934 (2008).
• The Impact of Criminal Sanctions on Corporate Misconduct, 2 Maryland Journal of Business and Technology Law 115-118 (2007).
• The Mutual Fund Board: A Failed Experiment in Regulatory Outsourcing, 1 Brooklyn Journal of Corporate, Financial & Commercial Law 165-208 (2006).
• Mutual Fund Directors: Roles Beyond Supervision, Maryland Journal of Business and Technology Law (2006).
• Structure of US Corporate Law (Le Caratteristiche Fondamentali dell'Ordinamento Statunitense delle Societa Commerciali, 10 Notariato Quaderni 7 (2003).
• Mutual Fund Voting of Portfolio Shares: Why Not Disclose?, 22 Cardozo Law Review 1419-1491 (2002).
• Arbitration Federalism: A State Role in Commercial Arbitration, 54 Florida Law Review 175-227 (2002).
• Latin Notaries in America (A proposito di una visita di un gruppo di notai italiaini in una 'la school' americana), XII-3 Attivita (Italian notary law review) 90 (2001).
• Toward Disclosure Choice in Securities Offerings, 1999 Columbia Business Law Review 1-135 (1999).
• Limited Engagements, Wake Forest Jurist Magazine (1997).
• Deberes Fiduciarios de Administradores de Empresas en los Estados Unidos [U.S. Corporate Fiduciary Duties], El Derecho Societario Contemporáneo (1996).
• The Shareholder Proposal Rule: A Failed Experiment in Merit Regulation, 19 Alabama Law Review 879-926 (1994).
• Judicial Schizophrenia in Shareholder Voting Cases, 79 Iowa Law Review 485-583 (1994).
• The CTS Gambit: Stanching the Federalization of Corporate Law, 69 Washington University Law Review 445-564 (1991).
• Rethinking the Corporate Fiduciary Model: A Director's Duty of Independence, 67 Texas Law Review 1345-1464 (1989).

Other

• Mutual Fund Investors: Divergent Profiles, Seminar Series, Duke University School of Law (October 2017).
• Corporate Triplespeak: Response of Investor-Owned Utilities to EPA's Proposed Clean Power Plan, AALS Annual Meeting, Section on Economic Globalization and Governance (January 2017).
• Corporate Governance as Moral Psychology, Presenter (with précis) at Washington and Lee Law Review's 2016–2017 Lara D. Gass Symposium, Corporate Law, Governance, and Purpose: A Tribute to the Scholarship of Lyman Johnson and David Millon (November 2016).
• Corporate Triplespeak: Response of Investor-Owned Utilities to EPA's Proposed Clean Power Plan, Presentation (with précis) at University of Kansas Law School (September 2016).
• Climate Change Disclosure: A Failed SEC Mandate (January 2016).
• Proportionality: Remedies in U.S. Insider Trading Cases, Lecture, Dipartamento di Diritto Publicco, Internzaionale e Comunitario, Università di Padova (May 2015).
• Political Economy of U.S. Environmental Protection Agency's Proposed Clean Power Plan, Speech, Dipartamento di Diritto Publicco, Internzaionale e Comunitario, Università di Padova (May 2015).
• Corporate Governance: From Incentives Toward Integrity, Speech and Publication, Associazone per il Bene Comune, Forum on Ethics, Padova, Italy (May 2015).
• The Sustainable Corporation?, Speech and Panel Discussion, Faculty of Law, Universitá Cattolica Sacro Cuore, Milan, Italy (April 2013).
• Dark Matter in Corporate Governance, Speech at Conference on Corporate Governance ( (July 2012).
• Crowdfunding: Pricing Disclosure in Private Securities Offerings to Public Investors, Symposium on Securities Offering Exemptions, Ohio State Entrepreneurial Business Law Journal (April 2012) (April 2012).
• US Corporate Governance: From Agency Theory to Integrity, Lectio Magistralis, Faculty of Law, University of Padua, Italy (May 2011) (May 2011).
• Il sistema dei controlli negli Usa, Conference on Corporate Governance e 'sistema dei controlli' nella s.p.a., Fondazione CESIFIN, Florence, Italy [System of Controls in the USA, Conference on Corporate Governance and "Control Systems" in Italian Corporation] (April 2011).
• Brief for Professors at Law and Business Schools as Amicus Curiae In Support of Respondents, Matrixx v. Siracusano (November 2010).
• Mutual Fund Performance Ads: Inherently and Materially Misleading?, Institute of Law & Economics, University of Pennsylvania Law School (April 2010).
• Duty of Obedience: The Forgotten Duty, Law Review Symposium on Corporate Duty of Good, New York Law School (November 2009).
• Corporate Veil Piercing: Updated Empirical Data, Conference on Corporate Separateness, Vanderbilt School of Law, Nashville, TN (November 2009).
• Corporate Veil Piercing: Updated Empirical Data, Faculty Workshop, Wake Forest University School of Law (October 2009).
• Mutual Fund Voting: Role of ISS, Securities Law Symposium, School of Law, Villanova University (April 2009).
• The Public Corporation as Private Constitution, Faculty Workshop, Roger Williams School of Law, Bristol, RI (March 2009).
• N.C. Business Law Update, Prepared for N.C. Bar Ass'n Business Law Section Annual Meeting (February 2009).
• Expert Report on Compliance with Fiduciary Duties and Standards under Rule 12b-1, In re American Funds Litigation (C.D. Cal. – Judge Feess) (February 2009).
• The Public Corporation as Private Constitution, Conference on "Le Societa per Azioni nel Mercato Globale: Evoluzione dei Modelli" [The Corporation in the Global Market; Evolution of the Models], sponsored by Fondazione CESIFIN Alberto Predieri, Florence, Italy (March 2008).
• N.C. Business Law Update, Prepared for N.C. Bar Ass'n Business Law Section Annual Meeting (February 2008).
• Staying Public: Institutional Investors in U.S. Capital Markets, Presented at "Going Private Symposium," Brooklyn Journal of Corporate, Financial and Commercial Law and SEC Historical Society (February 2008).
• N.C. Business Law Update, Prepared for N.C. Bar Ass'n Business Law Section Annual Meeting (February 2007).
• US Mutual Funds: The Awakening Behemoth?, Prepared for Anton Philips Fund Conference on Large Shareholder Participation in Corporate Governance, Tilburg University, Groenendael Philips Training Centre, Hilvarenbeek,The Netherlands (June 2006).
• Corporate Criminality: Reflections on Political Economy, Comments at conference on Criminalization of Corporate Law: The Impact of Criminal Sanctions on Corporate Misconduct, University of Maryland School of Law (April 2006).
• The Mutual Fund Board: A Failed Experiment in Regulatory Outsourcing, Presented at Brooklyn Law School Securities Enforcement Symposium (March 2006).
• N.C. Business Law Update, Prepared for N.C. Bar Ass'n Business Law Section Annual Meeting (February 2006).
• Corporations: Examples and Explanations (Aspen Law & Business 2006).
• Regulation of US Legal Profession: A Story of Market Protection, Prepared for First Congress of Conference of EU Notariats (CNUE), Rome, Italy (also translated into French) (October 2005).
• N.C. Business Law Update, Prepared for N.C. Bar Ass'n Business Law Section Annual Meeting (February 2005).
• Securities Regulation: Examples and Explanations (Aspen Law & Business 2005).
• The Talking Dog: US Securities Fraud Class Actions, Prepared for conference on Class Actions e Mercati Finanziari, University of Naples – Federico II, Naples Italy (December 2004).
• Mutual Fund Directors: Roles Beyond Supervision, Presented at ABA/Maryland conference on mutual funds (November 2004).
• N.C. Business Law Update, Prepared for N.C. Bar Ass'n Business Law Section Annual Meeting (February 2004).
• The US Corporate Elephant (October 2003).
• Corporations: Examples and Explanations (Aspen Law & Business 2003).
• N.C. Business Law Update (February 2002).
• Guidebook for Board Members of N.C. Nonprofits (February 2002).
• Securities Regulation: Examples and Explanations (Aspen Law & Business 2002).
• N.C. Business Law Update (September 2001).
• What Every Criminal Defense Attorney Should Know About the New Immigration Laws, True Bill (NC Bar Ass'n Criminal Justice Section) (November 2000).
• The Challenge of Financial Transparency in the United States (June 2000).
• Corporate Governance in the United States - A Recent History (June 2000).
• SEC Proposes To Reform the Regulation of Securities Offerings: Will the 'Aircraft Carrier' Survive? (June 1999).
• N.C. Business Law Update (February 1999).
• Law & Valuation: Cases and Materials (February 1999).
• Corporations: Examples and Explanations (Aspen Law & Business 1999).
• Securities Regulation: Examples and Explanations (Aspen Law & Business 1998).
• Securities Law Developments (February 1997).
• Corporations: Examples and Explanations (Aspen Law & Business 1994).
• Takeovers and Acquisitions (February 1992).
• Corporations: Examples and Explanations (Aspen Law & Business 1989).